Lexington Financial/Life Management, LLC
Privacy Notice

Lexington Financial/Life Management, LLC ("Lexington") believes it is essential that we maintain the privacy of the non-public personal information that you provide to us and that we obtain in connection with providing our products and services to you.

Lexington limits the use, collection, and retention of such information to what we believe is necessary or useful to conduct our business and to provide and offer you quality products and services, as well as other opportunities that may be of interest to you. Information collected may include, but is not limited to name, address, telephone number, tax identification number, date of birth, employment status, annual income, and net worth.

In providing products and services to you, we collect non-public personal information about you from the following sources:

  • Information we receive from you on applications or other forms (e.g. investment/insurance applications, new account forms, and other forms and agreements);
  • Information about your transactions with us or others (e.g. broker/dealers, clearing firms, or other chosen investment sponsors); and
  • Information we receive from consumer reporting agencies (e.g. credit bureaus), as well as other various materials we may use to put forth an appropriate recommendation, or to fill a service request.

Lexington places strict limits on who receives specific information about your account(s) and other personally identifiable data. As a rule, we do not disclose non-public personal information we collect to others. However, because we rely on certain third parties for services that enable us to provide our advisory services to you, such as attorneys, auditors or other consultants, we may share non-public personal information with such unaffiliated third parties. If you wish to opt out of this information sharing program, you must notify our office in writing. Additionally, we will share such information where required by legal or judicial process, such as a court order, or where otherwise permitted, such as with brokers, and custodians who, in the ordinary course of providing their services to us, may require access to information, or otherwise to the extent permitted under the federal privacy laws.

We may also disclose such information to others upon your instructions listing applicable persons and you may amend this provision, and/or rescind your request at any time in writing.

We restrict access to non-public personal information about you to those persons associated with Lexington, who need access to such information in order to provide our products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your non-public personal information.

If you decide to close your account(s) or become an inactive customer, we will adhere to the privacy policies and practices as described in this notice.

Lexington reserves the right to change these Privacy Principles, and any of the policies or procedures described above, at any time without prior notice. However, you will be promptly provided with a current copy of our privacy notice upon material changes or upon request. So long as you remain an active customer, you will receive a current copy of our privacy notice at least annually. These Privacy Principles are for general guidance and do not constitute a contract or create legal rights, and do not modify or amend any agreements we have with you.

  • No mobile information will be shared or sold to third parties or affiliates for marketing or promotional purposes. All categories outlined in this Privacy Policy exclude text messaging originator opt-in data and consent; this information will not be shared with any third parties under any circumstances. End users may opt out of receiving further messages at any time by replying STOP or request additional information by replying HELP. Message frequency may vary, and message and data rates may apply.

If you have questions about this privacy policy, please call Dale E. Veitch at 615-492-1011 or email us at: Team@Lex-Life.com.